Reviewed by Elizabeth Rebecca Cavendish · Updated
Employment Disputes & Tribunals

ACAS Early Conciliation Explained: A UK Employer's Guide

A UK employer's guide to acas early conciliation explained: a uk employer's guide.

8 min read · By Elizabeth Rebecca Cavendish, HR & Employment Law Consultant, Assoc CIPD · 6 years.

Key takeaways

  • Early Conciliation is a mandatory step before almost every employment tribunal claim, set out in section 18A of the Employment Tribunals Act 1996.
  • The conciliation period lasts up to six weeks from the day after ACAS receives the EC form.
  • Discussions are confidential and 'without prejudice', they cannot be used in evidence if the matter proceeds.
  • An EC certificate is issued whether or not settlement is reached, and the claimant needs the certificate number to file at tribunal.
  • Engaging early often resolves the dispute for a fraction of the cost of tribunal defence, even when liability is contested.

If you have just received an ACAS Early Conciliation notification, do not panic, and do not ignore it. Used well, the EC period is the cheapest off-ramp from a tribunal claim. Used badly, it is six weeks of missed opportunity.

What is ACAS Early Conciliation? Early Conciliation (EC) is a free, statutory dispute resolution service run by the Advisory, Conciliation and Arbitration Service (ACAS). Since 6 May 2014, almost every prospective claimant must notify ACAS of their intention to bring a tribunal claim before the claim can be filed. The legal basis is section 18A of the Employment Tribunals Act 1996.

The process is voluntary in the sense that neither party has to engage in conversations, but the notification step itself is mandatory. Without an EC certificate number, the tribunal will reject the ET1 claim form.

How long does ACAS Early Conciliation last? The EC period lasts up to six weeks, starting the day after ACAS receives the EC form (this was extended from one calendar month plus a possible 14-day extension on 1 December 2020). Either party can ask ACAS to end the period early, and ACAS will issue the certificate immediately.

The tribunal time limit (usually three months less one day from the act complained of) pauses while EC is running, and the claimant gets at least one calendar month from the EC certificate date to file the claim, even if the original limit has expired.

What happens when you receive the EC notification An ACAS conciliator (not a judge, not a mediator in the formal sense) contacts you to explain the claimant's complaint and ask whether you are willing to discuss settlement. You should:

  1. Confirm receipt within a day or two, with a holding line if needed
  2. Pull the employee's file, contract, disciplinary or grievance records and any correspondence
  3. Get a quick view from your HR adviser or employment solicitor on liability and likely tribunal value
  4. Decide your settlement appetite before the first substantive call

The conciliator passes messages between the parties. They do not give legal advice and will not tell you what the claim is worth.

Confidentiality and 'without prejudice' Everything said during EC is confidential and protected by the 'without prejudice' rule, so settlement offers and admissions made for the purposes of settlement cannot be used as evidence if the matter proceeds to tribunal. This is the protection that makes the process work, candid conversations are not weaponised later.

The EC certificate When the period ends (with or without settlement), ACAS issues an EC certificate to both parties. The certificate carries a unique reference number. The claimant must quote that number on the ET1 claim form, or the tribunal will reject the claim.

If settlement is reached, it is recorded on a COT3 form (the ACAS settlement template), which is legally binding and bars the claimant from pursuing the matter further in tribunal or court.

Should employers settle at EC stage? That depends on three things:

  1. **Legal merit.** If liability is clear and damages exceed £15,000–£20,000, settling at EC is almost always cheaper than fighting. Tribunal defence costs typically run £10,000–£25,000 even on a winnable claim.
  2. **Reputational risk.** Hearings are public, judgments are published and named. EC settlement keeps everything confidential.
  3. **Precedent risk.** If settling would invite other employees to make similar claims, the calculation changes.

A specialist [employment law adviser](/services/employment-law-advice) can give you a tribunal value within an hour of reading the file and tell you whether to settle, hold or fight.

Common mistakes employers make - **Ignoring the notification.** ACAS will issue the certificate anyway and the claim will be filed. You lose the cheap settlement window. - **Talking yourself into liability.** Treat every conciliator call as recorded. Stick to the facts. - **Offering a number without legal advice.** First offers anchor the negotiation. Get a tribunal valuation first. - **Letting the EC period expire silently.** If you want to settle, instruct the conciliator early, six weeks goes faster than you think.

Need help responding to an EC notification? If an Early Conciliation notification has just landed, our [Employment Tribunal Support](/services/employment-tribunal-support) team responds within two hours, assesses the claim, and gives you a strategy and tribunal valuation before the first conciliator call. We have a 98% successful outcome rate on defended claims and most of our EC matters settle for a fraction of the original demand.

This content is for general information only and does not constitute legal advice. For advice on your specific situation, please contact one of our HR experts.

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